ITY-SPI — Surveillance Performance and Interoperability

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The timescales identified in the objective reflect the amendments published through the Commission Implementing Regulation (EU) No 2017/386 published in March 2017.

NOTE FOR MILITARY AUTHORITIES: It is the responsibility of each military authority to review this Objective IN ITS ENTIRETY and address each of the SLoAs that the military authority considers RELEVANT for itself. This has to be done on top and above of the review of "MIL" SLoAs which identify actions EXCLUSIVE to military authorities.

Edition: 2019
Stakeholders: Regulator / Air Navigation Service Provider / Military / Airspace Users
Type: SES
Scope: EU+
Status: Active

Context

Related Elements

ITY-SPI

GSURV-0101

B0

B0-ASUR

Applicability Area(s) and Timescales

Applicability Area:: All ECAC States except: Armenia, Georgia, Turkey, Ukraine. Plus: Israel, Morocco

Timescales	From	By	Applicable to
Entry into force of regulation	13-12-2011	—	Applicability Area
ATS unit operational capability	—	12-12-2013	Applicability Area
EHS and ADS-B Out in transport-type State aircraft	—	07-06-2020	Applicability Area
ELS in transport-type State aircraft	—	07-06-2020	Applicability Area
Retrofit aircraft capability	—	07-06-2020	Applicability Area
Ensure training of MIL personnel	—	07-06-2020	Applicability Area

Links to ATM Master Plan Level 2

Enablers

Code	Title	IOC	Related Elements
GSURV-0101	Surveillance Performance and Interoperability (SPI) Implementing Rule	22-11-2011

Links to SESAR Solutions

Code	Title	Program	Related Elements	Analysis

Links to PCP ATM Sub-Functionalities

Code	Title	Related Elements

ICAO Block Modules

Collapse all

Designator	Title	Related Elements
B0
B0-ASUR	Improved access to Optimum Flight Levels through Climb/Descent Procedures using ADS-B

References

Applicable legislation: Regulation (EC) No 1207/2011 of 22 November 2011 for the performance and the interoperability of surveillance (SPI-IR)
Regulation (EU) No 1034/2011 of 17 October 2011 on safety oversight in air traffic management and air navigation services
Applicable ICAO Annexes and other references: ICAO Annex 10 - Surveillance Radar and Collision Avoidance Systems
Deployment Programme 2019: —
Operating Environments: Airport; Terminal Airspace; En-Route; Network

Expected Performance Benefits

Safety: Improved safety through the deployment of surveillance solutions in non-radar areas.
Capacity: Capacity increase through the deployment of surveillance solutions in areas where currently procedural separation is applied.
Operational efficiency: The application of surveillance based separation instead of procedural separation will allow the airspace users to fly more efficient trajectories.
Cost efficiency: -
Environment: -
Security: -

Stakeholder Lines of Action

Table Timeline

See 'Active' SLoAs only See all SLoAs (including 'Deleted' and 'Finalised')

Code	Title	From	By
REG01	Conduct safety oversight for the existing surveillance chain		05-02-2015
ASP01	Ensure interoperability of surveillance data		12-12-2013
ASP02	Conduct Safety Assessment for the existing surveillance chain		05-02-2015
ASP03	Conduct Safety Assessment for changes introduced to the surveillance infrastructure		12-12-2013
ASP04	Ensure the training of personnel		12-12-2013
MIL01	Carriage and operation of Mode S Elementary Surveillance avionics		07-06-2020
MIL02	Carriage and operation of Mode S Enhanced Surveillance and ADS-B Out avionics		07-06-2020
MIL03	Ensure the training of personnel		07-06-2020
USE01	Carriage and operation of Mode S Elementary Surveillance avionics by aircraft with an individual certificate of airworthiness first issued on or after 8 January 2015	DELETED
USE02	Carriage and operation of ADS-B Out avionics by aircraft with an individual certificate of airworthiness first issued on or after 8 June 2016	DELETED
USE03	Carriage and operation of Mode S Enhanced Surveillance avionics by aircraft with an individual certificate of airworthiness first issued on or after 8 June 2016	DELETED
USE04	Carriage and operation of Mode S Elementary Surveillance avionics		07-06-2020
USE05	Carriage and operation of ADS-B Out avionics		07-06-2020
USE06	Carriage and operation of Mode S Enhanced Surveillance avionics		07-06-2020
USE07	Ensure the training of personnel		07-06-2020

Code	Dates
	1999 99 2000 00 2001 01 2002 02 2003 03 2004 04 2005 05 2006 06 2007 07 2008 08 2009 09 2010 10 2011 11 2012 12 2013 13 2014 14 2015 15 2016 16 2017 17 2018 18 2019 19 2020 20 2021 21 2022 22 2023 23 2024 24 2025 25

ITY-SPI		20111213_20131212_20200607_20200607_20200607_20200607
REG01		20150205
ASP01		20131212
ASP02		20150205
ASP03		20131212
ASP04		20131212
MIL01		20200607
MIL02		20200607
MIL03		20200607
USE01 (DELETED)		20150108
USE02 (DELETED)		20160608
USE03 (DELETED)		20160608
USE04		20200607
USE05		20200607
USE06		20200607
USE07		20200607

Supporting Material

Title	Related SLoAs
EASA - CS ACNS - Certification Specifications for Airborne Communications Navigation and Surveillance - Issue 2 / 04/2019 https://www.easa.europa.eu/document-library/certification-specifications/cs-acns-issue-2	MIL02, USE04, USE05, USE06
EC - COMMISSION IMPLEMENTING REGULATION (EU) 2017/373 - (OJ L 62, 8.03.2017, p. 1) - COMMISSION IMPLEMENTING REGULATION (EU) 2017/373 of 1 March 2017 laying down common requirements for providers of air traffic management/air navigation services and other air traffic management network functions and their oversight, repealing Regulation (EC) No 482/2008, Implementing Regulations (EU) No 1034/2011, (EU) No 1035/2011 and (EU) 2016/1377 and amending Regulation (EU) No 677/2011 10/2011 https://eur-lex.europa.eu/legal-content/EN/TXT/PDF/?uri=CELEX:32017R0373&from=EN	REG01
EC - COMMISSION IMPLEMENTING REGULATION (EU) 2017/373 - (OJ L 62, 8.03.2017, p. 1) - COMMISSION IMPLEMENTING REGULATION (EU) 2017/373 of 1 March 2017 laying down common requirements for providers of air traffic management/air navigation services and other air traffic management network functions and their oversight, repealing Regulation (EC) No 482/2008, Implementing Regulations (EU) No 1034/2011, (EU) No 1035/2011 and (EU) 2016/1377 and amending Regulation (EU) No 677/2011 03/2017 https://eur-lex.europa.eu/legal-content/EN/TXT/PDF/?uri=CELEX:32017R0373&from=EN	ASP02, ASP03
EUROCAE - ED-102A - Minimum Operational Performance Specification for 1090 MHz Extended Squitter Automatic Dependant Surveillance - Broadcast (ADS-B) & Traffic Information Services - Broadcast (TIS-B) with Corrigendum 1 01/2012 https://eshop.eurocae.net/eurocae-documents-and-reports	MIL02, USE05
EUROCAE - ED-126 - Safety, Performance and Interoperability Requirements Document for ADS-B-NRA Application 12/2006 https://eshop.eurocae.net/eurocae-documents-and-reports	MIL02, USE05
EUROCAE - ED-161 - Safety, Performance and Interoperability Requirements Document for ADS-B-RAD Application 09/2009 https://eshop.eurocae.net/eurocae-documents-and-reports	MIL02, USE05
EUROCAE - ED-73E - Minimum Operational Performance Specification for Secondary Surveillance Radar Mode S Transponders 05/2011 https://eshop.eurocae.net/eurocae-documents-and-reports	MIL01, MIL02, USE04, USE05, USE06
EUROCONTROL - Air Navigation Systems Safety Assessment Methodology (SAM) - Version 2.1 / 11/2006 https://www.eurocontrol.int/tool/safety-assessment-methodology	ASP02, ASP03
EUROCONTROL - EAM 4 - ESARR 4 - Risk Assessment and Mitigation in ATM - Edition 1.0 / 04/2001 https://www.eurocontrol.int/publication/esarr-4-risk-assessment-and-mitigation-atm	ASP02, ASP03
EUROCONTROL - SPEC 147 - EEUROCONTROL Specification for ATM Surveillance System Performance (ESASSP) - Edition 1.1 / 09/2015 https://www.eurocontrol.int/publication/eurocontrol-specification-atm-surveillance-system-performance-esassp	ASP01, ASP02, ASP03
EUROCONTROL - The EUROCONTROL ASTERIX Standard All Purpose Structured Eurocontrol SuRveillance Information Exchange, including its categories - Edition 2.4 / 10/2016 https://www.eurocontrol.int/asterix	ASP01
ICAO - Doc 9871 - Technical Provisions for Mode S Services and Extended Squitter - Advanced Edition / 04/2012 https://store.icao.int/	MIL01, MIL02, USE04, USE05, USE06

Consultation & Approval

Working Arrangement in charge: CNS / SUR SG
Outline description approved in: —
Latest objective review at expert level: 05/2014
Commitment Decision Body: Provisional Council (PC)
Objective approved/endorsed in: 07/2012
Latest change to objective approved/endorsed in: 07/2014

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